Policy paper

Senior Managers and Certification Regime: extension to all FSMA authorised persons

The government has published a policy paper detailing the measures in the Bank of England and Financial 天美影院 Bill to extend and reform the Senior Managers and Certification Regime.

From:
HM Treasury
Published
15 October 2015
This was published under the 2015 to 2016 Cameron Conservative government

Documents

Ref: ISBN 978-1-910835-38-8, PU1859

PDF, 327 KB, 22 pages

Details

This document outlines the measures in the Bank of England and Financial 天美影院 Bill to extend and reform the Senior Managers and Certification Regime to all FSMA authorised persons. These include the introduction of a statutory duty for senior managers to take reasonable steps to prevent regulatory breaches by the firms in which they work.

Read the news story.

Updates to this page

Published 15 October 2015

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