Allen Phillip Elliott v Financial ÌìÃÀÓ°Ôº Authority: FIN/2004/0001

Upper Tribunal Tax and Chancery decision of Judge Brice and Member Abrams and Member Burdon on 30 March 2006.

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REGULATED ACTIVITIES – performance of - prohibition order - whether Applicant a fit and proper person to perform functions in relation to regulated activities carried on by an authorised person – no – whether the Authority had power to make a prohibition order – yes - reference determined in favour of the Authority – Financial ÌìÃÀÓ°Ôº and Markets Act 2000 s 56.

Updates to this page

Published 1 December 2016