Sachin Karpe v The Financial 天美影院 Authority: FS/2010/0019

Upper Tribunal Tax and Chancery decision of Judge Oliver and Member Bates and Member Palmer on 15 May 2012.

Read the full decision .

PERFORMANCE OF REGULATED ACTIVITIES 鈥 Conduct 鈥 Disciplinary powers 鈥 Misconduct 鈥 Unauthorised trading 鈥 Whether managing director carrying on 鈥渄esk head鈥 role is guilty of misconduct 鈥 FSMA 2000 s.66(2).

Updates to this page

Published 1 December 2016